DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Windsor Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian Michael Freemire | Windsor Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 21, 2022 | Apr 12, 2022 |
| Shannon M Gallop | Windsor Capital Management, LLC independent RIA | Redwood Investment Management, LLC. asset manager | Other | Jun 25, 2018 | Mar 26, 2019 (274 d) |
| Kenneth Brian Kann | Windsor Capital Management, LLC other | Beacon Pointe Wealth Advisors, LLC other | Other | Jan 27, 2017 | Feb 27, 2017 (31 d) |
| Robert Antoine Filmore | Windsor Capital Management, LLC other | LPL Financial LLC other | Other | Oct 2, 2014 | Nov 24, 2014 (53 d) |
| Daniel H Rosenberg | Windsor Capital Management, LLC other | Advisor Solutions, LLC. unclassified | Other | Oct 15, 2009 | Nov 24, 2009 (40 d) |
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5 moves match.