DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kiplinger Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Patrick Purcell | Kiplinger Wealth Advisors independent RIA | Balance Wealth independent RIA | RIA to RIA | Oct 31, 2024 | Nov 4, 2024 |
| Douglas J Koogler | Kiplinger Wealth Advisors independent RIA | Wealth Management Group state registered | RIA to a state-registered adviser | Sep 8, 2014 | Feb 5, 2016 (515 d) |
| Norman Gregory Grevey | Kiplinger Wealth Advisors independent RIA | Wealth Management Group state registered | RIA to a state-registered adviser | Sep 8, 2014 | Aug 20, 2014 |
| Walter Joseph Roderer | Kiplinger Wealth Advisors independent RIA | Harbour Investments, Inc. other | Other | May 18, 2011 | Oct 4, 2011 (139 d) |
| Hugh William Rhodes | Kiplinger Wealth Advisors independent RIA | U.S. Bancorp Investments, Inc. other | Other | Jul 16, 2009 | Jul 17, 2009 |
| Eric Thomas Saddler | Kiplinger Wealth Advisors independent RIA | Key Investment Services LLC other | Other | Mar 4, 2008 | Mar 4, 2008 |
| Erik Olin Johnson | Kiplinger Wealth Advisors independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 26, 2003 | Jun 30, 2010 (2408 d) |
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7 moves match.