DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rubinbrown Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher M Wurst | Rubinbrown Advisors LLC independent RIA | One Wealth Map, LLC independent RIA | RIA to RIA | Feb 17, 2025 | Mar 5, 2025 |
| Jeffrey Drew Hansen | Rubinbrown Advisors LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Aug 9, 2022 | Aug 16, 2022 |
| Gregory Joseph Goltermann | Rubinbrown Advisors LLC independent RIA | Creative Planning independent RIA | RIA to RIA | Feb 25, 2022 | Mar 9, 2022 |
| Matthew Dwayne Ison | Rubinbrown Advisors LLC independent RIA | Kornitzer Capital Management, Inc. mixed wealth | RIA to RIA | Jun 15, 2021 | Jun 17, 2021 |
| Cory Underwood | Rubinbrown Advisors LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2020 | Dec 4, 2020 |
| James William Peavey | Rubinbrown Advisors LLC independent RIA | Umb Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2019 | Jul 12, 2019 |
| Jordan Faerber | Rubinbrown Advisors LLC independent RIA | Cornerstone Wealth Management, LLC independent RIA | RIA to RIA | Dec 19, 2018 | Oct 14, 2020 (665 d) |
| Ryan David Martin | Rubinbrown Advisors LLC other | Moneta Group Investment Advisors, LLC other | Other | Mar 29, 2007 | Apr 12, 2007 |
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8 moves match.