DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Advisors Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kurt Theodore ColeInvestment Advisors Corp otherFirst Financial Advisors, LLC otherOtherAug 6, 2008Jun 6, 2008
Greg Charles GreerInvestment Advisors Corp otherCetera Advisors LLC otherOtherApr 10, 2008Apr 7, 2008
Eric Alan PetersonInvestment Advisors Corp otherUSA Financial Securities LLC otherOtherDec 31, 2007Jan 7, 2008
Suman SachdevaInvestment Advisors Corp otherInvestment Advisors International, Inc. unclassifiedOtherDec 31, 2006Apr 10, 2007 (100 d)
Todd Marvin HonoldInvestment Advisors Corp otherCetera Investment Services LLC otherOtherSep 5, 2006Sep 1, 2006
Amy Lynn CavanaughInvestment Advisors Corp otherLPL Financial LLC otherOtherMar 24, 2003Mar 25, 2003
Daniel Adam BrooksInvestment Advisors Corp otherA. G. Edwards & Sons, Inc. unclassifiedOtherOct 4, 2002Oct 9, 2002
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127 moves match.