DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Karstens Investment Counsel, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Lee Olafson | Karstens Investment Counsel, Inc. independent RIA | Frontier Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2020 | May 14, 2020 (45 d) |
| Darren C Obrecht | Karstens Investment Counsel, Inc. independent RIA | Frontier Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2020 | May 14, 2020 (45 d) |
| Corey Alexander Voorman | Karstens Investment Counsel, Inc. independent RIA | Berndt & Associates Inc unclassified | Other | Sep 6, 2018 | Dec 26, 2018 (111 d) |
| Donald Scott Beal | Karstens Investment Counsel, Inc. other | Edward Jones national BD | Other | Dec 11, 2015 | Mar 11, 2016 (91 d) |
| Jason Dean Hiley | Karstens Investment Counsel, Inc. other | Hiley Hunt Wealth Management, Inc. independent RIA | Other | Aug 6, 2012 | Aug 15, 2012 |
| Stacie Lynn Giddings | Karstens Investment Counsel, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jun 6, 2008 | Feb 13, 2009 (252 d) |
| Darren C Obrecht | Karstens Investment Counsel, Inc. other | Westwood Wealth Management other | Other | Oct 21, 2004 | Oct 18, 2004 |
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7 moves match.