DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lighthouse Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Christopher WaliLighthouse Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2021Jul 1, 2021
Andrew P WilsonLighthouse Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2021Aug 5, 2021
Edward KozlowskiLighthouse Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2021Jul 2, 2021
Katy ChaseLighthouse Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2021Jul 1, 2021
Jonathan Colin Montgomery WinkertLighthouse Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2021Jul 1, 2021
Justin ByramLighthouse Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2021Jul 1, 2021
Brian A WilliamsonLighthouse Wealth Management independent RIAVeridian Capital Partners independent RIARIA to RIAJun 30, 2021Jan 1, 2025 (1281 d)
John Patrick KellyLighthouse Wealth Management otherMorgan Stanley wirehouseOtherJul 17, 2015Aug 5, 2015
Jennifer Lightcap JohnsonLighthouse Wealth Management otherPlanmember Securities Corporation otherOtherJul 14, 2009Mar 25, 2011 (619 d)
Andrew P WilsonLighthouse Wealth Management otherSii Investments, Inc. otherOtherAug 13, 2004May 19, 2003
Jennifer Lightcap JohnsonLighthouse Wealth Management otherSii Investments, Inc. otherOtherDec 31, 2003May 5, 2003
Christopher John PariosLighthouse Wealth Management otherFsc Securities Corporation otherOtherDec 31, 2002Sep 24, 2003 (267 d)
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12 moves match.