DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Management Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Philip Thomas PaceCapital Management Services, Inc. independent RIATactive Advisors, LLC no RAUMOtherMar 26, 2025Aug 10, 2021
Joseph Charles GissyCapital Management Services, Inc. independent RIATactive Advisors, LLC no RAUMOtherAug 9, 2023May 24, 2021
Anthony Michael RoylanceCapital Management Services, Inc. independent RIASherman Portfolios no RAUMRIA to a newly registered adviserFeb 15, 2023Dec 7, 2022
Edward Jason JaaxCapital Management Services, Inc. independent RIATactive Advisors, LLC independent RIARIA to RIADec 13, 2022Mar 24, 2022
Richard Robert DwyerCapital Management Services, Inc. independent RIATactive Advisors, LLC no RAUMOtherJun 22, 2022Oct 6, 2021
George Thomas TyoCapital Management Services, Inc. independent RIAGradient Advisors, LLC independent RIARIA to RIAMay 3, 2022Jul 8, 2026 (1527 d)
Daniel P OstlundCapital Management Services, Inc. independent RIATactive Advisors, LLC no RAUMOtherMar 17, 2022Nov 16, 2021
Richard Robert DwyerCapital Management Services, Inc. independent RIACamarda Wealth Advisory Group independent RIARIA to RIAMar 23, 2021Apr 8, 2021
Robert Steven OldhamCapital Management Services, Inc. independent RIAMainstreet Ria LLC otherOtherOct 21, 2020Jul 6, 2020
Eric Edward SwansonCapital Management Services, Inc. independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2018Aug 8, 2018
Mark Hwaley ChaoCapital Management Services, Inc. independent RIAVestech Asset Management Inc. state registeredRIA to a state-registered adviserDec 15, 2017Apr 17, 2019 (488 d)
David Stuart WestphalCapital Management Services, Inc. independent RIACutter & Company, Inc. otherOtherJan 8, 2004Aug 22, 2002
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12 moves match.