DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wbb Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michelle Denise ThomasWbb Securities, LLC state registeredMillennial Advisers, LLC. independent RIAOtherOct 3, 2022Mar 17, 2020
Eric Allen SamsWbb Securities, LLC state registeredMillennial Advisers, LLC. independent RIAOtherJul 15, 2020Mar 26, 2020
Paul Edward FritchWbb Securities, LLC state registeredPaul Edward Fritch Cpa state registeredOtherMay 6, 2020May 7, 2020
Jeffrey Alan HoehnerWbb Securities, LLC state registeredCetera Investment Advisers LLC BD affiliatedOtherApr 2, 2020Jun 29, 2023 (1183 d)
Gary R GygiWbb Securities, LLC state registeredGygi Capital Management state registeredOtherDec 31, 2017Sep 23, 2009
Andrew Joseph KleinbergWbb Securities, LLC state registeredGrand Central Financial Planning state registeredOtherDec 31, 2017Feb 15, 2023 (1872 d)
Lacey Lynn RobertsWbb Securities, LLC state registeredCape Investment Advisory, Inc. otherOtherSep 1, 2017Aug 8, 2017
David Jaindl MartinWbb Securities, LLC state registeredCape Investment Advisory, Inc. otherOtherJul 24, 2017Aug 8, 2017
Norman MeremsWbb Securities, LLC state registeredClaraphi Advisory Network, LLC otherOtherMay 16, 2017May 24, 2017
Douglas Nolan PiWbb Securities, LLC state registeredEquitable Advisors, LLC national BDOtherDec 31, 2013Feb 6, 2014 (37 d)
Thomas Joseph CalcagniniWbb Securities, LLC state registeredCalcagnini Wealth Management, LLC independent RIAOtherSep 30, 2013Oct 23, 2018 (1849 d)
Richard Hughes Von HurstWbb Securities, LLC state registeredSignator Investors, Inc. otherOtherSep 4, 2013Aug 19, 2014 (349 d)
Nancy Nientzu WooWbb Securities, LLC state registeredLPL Financial LLC BD affiliatedOtherAug 29, 2013Apr 25, 2023 (3526 d)
Benedict Martin MaloneyWbb Securities, LLC state registeredJ P Turner & Company Capital Management, LLC otherOtherAug 10, 2009Aug 10, 2009
Roy Edward BennettWbb Securities, LLC state registeredSmart Investments Advisory Incorporated state registeredOtherAug 12, 2008Dec 8, 2006
Barrick Allyn SmartWbb Securities, LLC state registeredSmart Investments Advisory Incorporated state registeredOtherAug 12, 2008Jan 2, 2025 (5987 d)
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16 moves match.