DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Main Street Financial Life Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joel Matthew DavisMain Street Financial Life Advisors, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 30, 2023Dec 6, 2023 (37 d)
Mark William SulpizioMain Street Financial Life Advisors, LLC independent RIAInnovative Investment Fiduciaries, LLC otherOtherDec 31, 2021Mar 20, 2013
James Joseph RomanMain Street Financial Life Advisors, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Feb 1, 2021
Matthew Joseph KulpaMain Street Financial Life Advisors, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Feb 1, 2021
Joel Matthew DavisMain Street Financial Life Advisors, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Feb 1, 2021
Rebecca IacopelliMain Street Financial Life Advisors, LLC independent RIAFacet independent RIARIA to RIADec 18, 2019Sep 20, 2019
Theresa Ann ProcidaMain Street Financial Life Advisors, LLC otherInnovative Investment Fiduciaries, LLC otherOtherMar 25, 2015Mar 20, 2013
Nicole Marie OffermanMain Street Financial Life Advisors, LLC otherInnovative Investment Fiduciaries, LLC otherOtherMar 25, 2015Mar 21, 2013
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8 moves match.