DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Concord Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daisia Marie Mccrae | Concord Wealth Partners independent RIA | Bartley Financial Advisors, LLC independent RIA | RIA to RIA | Jun 8, 2026 | Jul 10, 2026 (32 d) |
| Joseph Porter Waitkevich | Concord Wealth Partners independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Jun 1, 2026 | Jun 4, 2026 |
| Michael Paul Poissant | Concord Wealth Partners independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2024 | Nov 4, 2024 (159 d) |
| Emily N Lee | Concord Wealth Partners independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Jan 2, 2024 |
| Billy James Gobble | Concord Wealth Partners independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Jan 2, 2024 |
| Juan J Garcia | Concord Wealth Partners independent RIA | Hbc Financial Group, LLC state registered | RIA to a state-registered adviser | Oct 9, 2023 | Nov 9, 2023 (31 d) |
| Mitchell Paul York | Concord Wealth Partners independent RIA | Concord Asset Management, LLC no RAUM | Other | Oct 14, 2022 | Jan 8, 2021 |
| Rebecca Shea Newton | Concord Wealth Partners independent RIA | Financial Journey LLC state registered | RIA to a state-registered adviser | Aug 18, 2020 | Nov 21, 2020 (95 d) |
| Jon Mark Dabareiner | Concord Wealth Partners other | Lombard Advisers Incorporated independent RIA | Other | Nov 15, 2017 | Sep 18, 2018 (307 d) |
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9 moves match.