DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pts Brokerage, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Daniel VasseyPts Brokerage, LLC independent RIAWorld Investment Advisors, LLC otherOtherNov 17, 2016Oct 28, 2025 (3267 d)
David George MowadPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherDec 14, 2015Jan 28, 2016 (45 d)
Daniel George CameronPts Brokerage, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2014Apr 12, 2022 (2689 d)
Daniel Edward FlammaPts Brokerage, LLC independent RIAQuestar Asset Management, Inc. otherOtherMay 3, 2013May 3, 2013
Mark WanderPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherNov 23, 2011Nov 23, 2011
Raymond GiuntaPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherNov 23, 2011Nov 28, 2011
Daniel A BaratzPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherNov 23, 2011Nov 23, 2011
Robert Scott ValentiPts Brokerage, LLC independent RIAFiducia Capital Management, LLC unclassifiedOtherSep 13, 2010Nov 8, 2013 (1152 d)
Jeffrey Dominic DattoloPts Brokerage, LLC independent RIACapitol Securities Management, Inc. otherOtherJun 23, 2008Jun 23, 2008
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9 moves match.