RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E••••• F•••••
- E•• F•••••••• A••••••• independent RIA currentsince Apr 11, 2019 · Media, Pa
- W•••• F•••• A••••••• wirehouseFeb 4, 2016 to Nov 24, 2017 · Haddon Township, Nj
- P•• W••••• M••••••••• BD affiliatedMar 11, 2014 to Feb 9, 2016 · Margate, Nj
- Q•••••• A•••• M••••••••• I••• formerMay 3, 2013 to Feb 20, 2014 · Minneapolis, Mn
- P•• B••••••••• L•• formerNov 6, 2012 to May 3, 2013 · Turnersville, Nj
- G••••••• A•••••••• L•• independent RIAOct 1, 2012 to Nov 2, 2012 · Turnersville, Nj
- F••••• C•••••• M••••••••• L•• unclassifiedApr 5, 2012 to Sep 24, 2012 · Turnersville, Nj
- A•••••••• C•••••• M••••••••• independent RIAAug 22, 2011 to Apr 4, 2012 · Sewell, Nj
- L•••••• F•••••••• D••••••••• I••• unclassifiedDec 16, 2004 to May 28, 2010 · Southlake, Tx
- W•••• F•••• A••••••• to E•• F•••••••• A•••••••left Nov 24, 2017, registered Apr 11, 2019 (503 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Feb 9, 2016, registered Feb 4, 2016 (-5 days) · Other
- Q•••••• A•••• M••••••••• I••• to P•• W••••• M•••••••••left Feb 20, 2014, registered Mar 11, 2014 (19 days) · Other
- P•• B••••••••• L•• to Q•••••• A•••• M••••••••• I•••left May 3, 2013, registered May 3, 2013 (0 days) · Other
- G••••••• A•••••••• L•• to P•• B••••••••• L••left Nov 2, 2012, registered Nov 6, 2012 (4 days) · Other
- F••••• C•••••• M••••••••• L•• to G••••••• A•••••••• L••left Sep 24, 2012, registered Oct 1, 2012 (7 days) · Other
- A•••••••• C•••••• M••••••••• to F••••• C•••••• M••••••••• L••left Apr 4, 2012, registered Apr 5, 2012 (1 days) · Other
- L•••••• F•••••••• D••••••••• I••• to A•••••••• C•••••• M•••••••••left May 28, 2010, registered Aug 22, 2011 (451 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address