DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Asset Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Miles Rothstein | Asset Strategies, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jul 2, 2024 | Apr 30, 2024 |
| Emily Rebekah Wood | Asset Strategies, Inc. independent RIA | Connecticut Wealth Management, LLC independent RIA | RIA to RIA | Mar 22, 2018 | May 17, 2018 (56 d) |
| Brenda Jean Janikowski | Asset Strategies, Inc. other | Buckingham Strategic Wealth, LLC other | Other | Oct 27, 2015 | Oct 28, 2015 |
| Marisa Shana Rothstein | Asset Strategies, Inc. other | Bakeravenue other | Other | Oct 27, 2015 | Sep 16, 2016 (325 d) |
| Timothy John Baker | Asset Strategies, Inc. other | Wealthshape LLC independent RIA | Other | Sep 17, 2015 | Aug 19, 2015 |
| Rebecca Dewey Green | Asset Strategies, Inc. other | Springboard Asset Management LLC independent RIA | Other | Sep 19, 2011 | Sep 26, 2011 |
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6 moves match.