DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Biechele Royce Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin B WhelanBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIAFeb 21, 2025Nov 21, 2024
George Sidney SparksBiechele Royce Advisors, Inc. independent RIABarnes Dennig Private Wealth Management, LLC no RAUMRIA to a newly registered adviserFeb 21, 2025Nov 19, 2024
Andrew Joseph BertkeBiechele Royce Advisors, Inc. independent RIABarnes Dennig Private Wealth Management, LLC no RAUMRIA to a newly registered adviserFeb 21, 2025Nov 19, 2024
Thomas Andrew BarrettBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIAFeb 21, 2025Nov 21, 2024
Carlos Alberto SanchezBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Nov 26, 2024
Matthew Charles SanchezBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Nov 27, 2024
Rachel Ann LeahyBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Nov 26, 2024
Stephen Reynolds AllenBiechele Royce Advisors, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2024Jul 15, 2026 (576 d)
Andrew Jeffrey Hitchcock SchulerBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Dec 19, 2024
Christopher Royce NorwoodBiechele Royce Advisors, Inc. independent RIANorwood Economics, Inc. state registeredRIA to a state-registered adviserApr 10, 2019Nov 30, 2015
John Wendell RosebroughBiechele Royce Advisors, Inc. otherArcher Investment Corporation otherOtherJul 1, 2010Jul 14, 2010
Page 1 of 1
11 moves match.