DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Snider Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Allen Stelzer | Snider Advisors other | Goldman Sachs Wealth Services, L.P. other | Other | Apr 29, 2013 | Mar 14, 2014 (319 d) |
| Careyann Peterson Thomas | Snider Advisors other | Bok Financial Advisors other | Other | Nov 12, 2012 | Dec 10, 2012 |
| Erin Cote | Snider Advisors other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 1, 2011 | Nov 22, 2011 (82 d) |
| Dagmara Katarzyna Frankowska | Snider Advisors other | Hilltop Securities Inc. other | Other | Jan 2, 2009 | Jan 6, 2009 |
| Brian Jeffrey Russell | Snider Advisors other | Ameritas Advisory Services, LLC BD affiliated | Other | May 15, 2008 | Nov 1, 2021 (4918 d) |
| Robert Scott Maxwell | Snider Advisors other | Generational Wealth Advisors other | Other | May 2, 2007 | May 1, 2007 |
Page 1 of 1
6 moves match.