DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• A•••••••
Legal name C•••••• I••••••••• I•••
Latest filing Jun 8, 2026
First filing on the tape Mar 7, 2012 · 27 filings
SEC status approved since Feb 27, 2017
RAUM
$228M
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
98%
$223M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$57.0M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$228M as of Jun 8, 2026
Mar 7, 2012$70.8M then
HNW client RAUM$122M as of Jun 8, 2026
Mar 30, 2018$62.1M then
State-registered IARs (5.B.3)4 as of Jun 8, 2026
Mar 7, 20120 then
Employees (5.A)4 as of Jun 8, 2026
Mar 30, 20184 then
Private funds: no history
RAUM +5.6% over the last fiscal year+9.5% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $624,818derivedHNW RAUM over HNW clients
- Average account
- $444,712derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 40%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$122M54%
- Individuals$100M44%
- Corporations and businesses$5.5M2.4%
- Individual clients
- 161reported
- HNW clients
- 196reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 513reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• G•••••• A•••••••Chartered Financial Analyst | Irving, Tx | Aug 3, 2005 | 21 y | 0 |
| T•••• V•••••• C••••• | Irving, Tx | Jul 2, 2007 | 19 y | 0 |
| S•••••• J•••• S•••••• | Irving, Tx | Dec 6, 2007 | 18 y | 0 |
| R••••• W•••••• B•••••Certified Financial Planner | Irving, Tx | Nov 17, 2014 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• A•••• S•••••• to G•••••• S•••• W••••• S•••••••• L•••Apr 29, 2013 · Other
- C••••••• P••••••• T••••• to B•• F•••••••• A•••••••Nov 12, 2012 · Other
- E••• C••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 1, 2011 · Other
- D•••••• K•••••••• F••••••••• to H•••••• S••••••••• I•••Jan 2, 2009 · Other
- B•••• J•••••• R•••••• to A••••••• A••••••• S•••••••• L••May 15, 2008 · Other
- R••••• S•••• M•••••• to G••••••••• W••••• A•••••••May 2, 2007 · Other
Joined, latest
- J••••• A•••• S•••••• from H•••••• T••••••• • K•••• L••Oct 28, 2010 · Other
- E••• C••• from H•••••• T••••••• • K•••• L••Apr 12, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J••••• G•••••• · Cco, Shareholdercontrolsince 12/2010 · owns 50% to 75%
- C•••••• T••••• V•••••• · Shareholdercontrolsince 12/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irving, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 506 to 513Mar 10, 2025 to Feb 6, 2026
- HNW clients · 172 to 196Mar 10, 2025 to Feb 6, 2026
- Individual clients · 140 to 161Mar 10, 2025 to Feb 6, 2026
- Discretionary RAUM · $86.3M to $92.3MMar 10, 2025 to Feb 6, 2026
- HNW RAUM · $116M to $122MMar 10, 2025 to Feb 6, 2026
- Individual RAUM · $94.7M to $100MMar 10, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $130M to $136MMar 10, 2025 to Feb 6, 2026
- RAUM · $216M to $228MMar 10, 2025 to Feb 6, 2026
- Accounts · 514 to 506Feb 16, 2024 to Mar 10, 2025
- HNW clients · 170 to 172Feb 16, 2024 to Mar 10, 2025
- Individual clients · 139 to 140Feb 16, 2024 to Mar 10, 2025
- Financial planning clients · unset to Feb 16, 2024 to Mar 10, 2025
- Discretionary RAUM · $77.3M to $86.3MFeb 16, 2024 to Mar 10, 2025
- HNW RAUM · $115M to $116MFeb 16, 2024 to Mar 10, 2025
- Individual RAUM · $94.2M to $94.7MFeb 16, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $137M to $130MFeb 16, 2024 to Mar 10, 2025
- RAUM · $215M to $216MFeb 16, 2024 to Mar 10, 2025
- Accounts · 508 to 514Jul 25, 2023 to Feb 16, 2024
- Charity clients · 1.0 to unsetJul 25, 2023 to Feb 16, 2024
- Corporate clients · 2.0 to unsetJul 25, 2023 to Feb 16, 2024
- HNW clients · 171 to 170Jul 25, 2023 to Feb 16, 2024
- Individual clients · 140 to 139Jul 25, 2023 to Feb 16, 2024
- Discretionary RAUM · $63.6M to $77.3MJul 25, 2023 to Feb 16, 2024
- HNW RAUM · $92.7M to $115MJul 25, 2023 to Feb 16, 2024
- Individual RAUM · $75.8M to $94.2MJul 25, 2023 to Feb 16, 2024
- Non-discretionary RAUM · $110M to $137MJul 25, 2023 to Feb 16, 2024
- RAUM · $174M to $215MJul 25, 2023 to Feb 16, 2024
- Accounts · 499 to 508Aug 18, 2022 to Feb 13, 2023
- HNW clients · 163 to 171Aug 18, 2022 to Feb 13, 2023
- Individual clients · 134 to 140Aug 18, 2022 to Feb 13, 2023
- Discretionary RAUM · $70.4M to $63.6MAug 18, 2022 to Feb 13, 2023
- HNW RAUM · $97.6M to $92.7MAug 18, 2022 to Feb 13, 2023
- Individual RAUM · $79.9M to $75.8MAug 18, 2022 to Feb 13, 2023
- Non-discretionary RAUM · $113M to $110MAug 18, 2022 to Feb 13, 2023
- RAUM · $184M to $174MAug 18, 2022 to Feb 13, 2023
- Accounts · 443 to 499Oct 26, 2021 to Feb 25, 2022
- HNW clients · 150 to 163Oct 26, 2021 to Feb 25, 2022
- Individual clients · 119 to 134Oct 26, 2021 to Feb 25, 2022
- Discretionary RAUM · $58.8M to $70.4MOct 26, 2021 to Feb 25, 2022
- HNW RAUM · $79.0M to $97.6MOct 26, 2021 to Feb 25, 2022
Signals
1 dated events
- S••••• A••••••• filed its initial SEC registration (Form ADV)Feb 15, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@snideradvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- app.snideradvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-220-0055reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026