DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Certified Advisory Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Deivanayak T BalakrishnanCertified Advisory Corp independent RIAXypn Sapphire independent RIARIA to RIAApr 9, 2026Apr 2, 2026
Matthew Patrick MurphyCertified Advisory Corp independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 12, 2025Feb 17, 2025
Stephanie Lynn Baker-EstrellaCertified Advisory Corp otherEdward Jones national BDOtherApr 23, 2007Mar 12, 2019 (4341 d)
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3 moves match.