DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stonegate Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas J. GeraghtyStonegate Wealth Management, LLC independent RIADutch Asset Corporation independent RIARIA to RIAOct 31, 2022Oct 31, 2022
Stephen Charles CraffenStonegate Wealth Management, LLC independent RIAAtlas Fiduciary Financial, LLC no RAUMRIA to a newly registered adviserSep 17, 2020Sep 21, 2020
Gary Henry HirshStonegate Wealth Management, LLC independent RIAAtlas Fiduciary Financial, LLC no RAUMRIA to a newly registered adviserAug 17, 2020Sep 29, 2020 (43 d)
Laura MattiaStonegate Wealth Management, LLC independent RIAAtlas Fiduciary Financial, LLC no RAUMRIA to a newly registered adviserAug 17, 2020Jul 28, 2020
Alison Aileen HallStonegate Wealth Management, LLC independent RIAAtlas Fiduciary Financial, LLC no RAUMRIA to a newly registered adviserAug 17, 2020Sep 2, 2020
Craig R MarsonStonegate Wealth Management, LLC otherClark Dodge Asset Management, LLC otherOtherApr 16, 2013Jul 11, 2013 (86 d)
Cary CarbonaroStonegate Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherApr 27, 2012May 9, 2012
Richard Thomas WesthelleStonegate Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherApr 27, 2012May 3, 2012
Diane Love SpearinStonegate Wealth Management, LLC otherJhs Capital Advisors, LLC otherOtherJan 25, 2012Jan 30, 2012
Anthony John BenanteStonegate Wealth Management, LLC otherBaron Financial Group LLC otherOtherNov 7, 2007Jun 14, 2007
Victor Paul CannilloStonegate Wealth Management, LLC otherBaron Financial Group LLC otherOtherNov 7, 2007Jun 14, 2007
James Donovan ShagawatStonegate Wealth Management, LLC otherBaron Financial Group LLC otherOtherNov 7, 2007Jun 14, 2007
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12 moves match.