DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Market Consultants, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bernard James Braudis | Capital Market Consultants, Inc. state registered | Greenwich Investment Management, Inc. other | Other | Dec 31, 2013 | Apr 28, 2014 (118 d) |
| Jeffrey Paul Chapracki | Capital Market Consultants, Inc. state registered | Morgan Stanley wirehouse | Other | Dec 31, 2013 | Jan 21, 2014 |
| Brian James Jacobsen | Capital Market Consultants, Inc. state registered | Allspring Funds Management, LLC other | Other | Sep 1, 2009 | Nov 2, 2010 (427 d) |
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3 moves match.