DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ta-Check Financial Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Joseph Ptacek | Ta-Check Financial Ltd. state registered | Intrua Financial independent RIA | Other | Jul 1, 2026 | Jul 1, 2026 |
| Anthony John Mercuri | Ta-Check Financial Ltd. state registered | Intrua Financial independent RIA | Other | Jun 16, 2026 | Jul 1, 2026 |
| Edward Paul Giaco | Ta-Check Financial Ltd. state registered | Intrua Financial independent RIA | Other | Jun 16, 2026 | Jun 24, 2026 |
| Daniel William Ruminski | Ta-Check Financial Ltd. state registered | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 23, 2025 | Dec 16, 2024 |
| Anthony John Mercuri | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| David Joseph Ptacek | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Marlene Michelle Muscovich | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Edward Paul Giaco | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Jeffrey John Saplak | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Daniel William Ruminski | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Jason Robert Yuhas | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Sean Alan Sargent | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Dec 31, 2022 | Feb 14, 2018 |
| Murray Floyd Kosmin | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Feb 2, 2021 | Feb 14, 2018 |
| Christopher Lowell Nowack | Ta-Check Financial Ltd. state registered | LPL Financial LLC independent RIA | Other | Feb 2, 2021 | Feb 14, 2018 |
| Anthony John Mercuri | Ta-Check Financial Ltd. state registered | Sii Investments, Inc. other | Other | Oct 19, 2007 | Aug 10, 2007 |
| David Joseph Ptacek | Ta-Check Financial Ltd. state registered | Sii Investments, Inc. other | Other | Oct 19, 2007 | Sep 4, 2007 |
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16 moves match.