DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stevens Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Renee Duba | Stevens Wealth Management LLC other | Mutual Advisors, LLC BD affiliated | Other | Oct 19, 2017 | Dec 1, 2017 (43 d) |
| Cristine Marie Marik | Stevens Wealth Management LLC other | Ofm Wealth other | Other | Aug 25, 2016 | Aug 24, 2016 |
| Alyssa Rae White | Stevens Wealth Management LLC other | Advice And Planning Services other | Other | May 2, 2013 | Oct 29, 2015 (910 d) |
| Jason Alan Guenther | Stevens Wealth Management LLC other | Raymond James Financial Services Advisors, Inc other | Other | Nov 14, 2011 | Jun 29, 2012 (228 d) |
Page 1 of 1
4 moves match.