DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Diversified, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Peter Varano | Diversified, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2023 | Apr 20, 2023 |
| Kyle Hill | Diversified, LLC independent RIA | Diversified Planning LLC no RAUM | RIA to a newly registered adviser | Sep 8, 2021 | Oct 29, 2021 (51 d) |
| Robert T. Sim | Diversified, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Feb 19, 2010 | May 10, 2010 (80 d) |
| Christopher Kingsley Larochelle | Diversified, LLC independent RIA | First Allied Advisory Services, Inc. other | Other | Oct 1, 2009 | Oct 6, 2009 |
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4 moves match.