DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Svb Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas William French | Svb Asset Management other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 18, 2026 | Jun 1, 2026 (75 d) |
| Judy Han | Svb Asset Management other | Svb Investment Services Inc. other | Other | Jan 17, 2017 | Jan 5, 2017 |
| Michael J Conway | Svb Asset Management other | Svb Investment Services Inc. other | Other | Jan 17, 2017 | Feb 7, 2017 |
| David Thomas Buxton | Svb Asset Management other | Svb Investment Services Inc. other | Other | Jan 17, 2017 | Sep 6, 2017 (232 d) |
| Joseph Wade Morgan | Svb Asset Management other | Best Financial Life state registered | Other | Sep 8, 2014 | May 21, 2015 (255 d) |
| Christopher Clarke Gilmor | Svb Asset Management other | Advanced Equities, Inc. other | Other | Jan 8, 2010 | Dec 3, 2010 (329 d) |
| Sean Stone | Svb Asset Management other | J.P. Morgan Securities LLC wirehouse | Other | Feb 18, 2005 | Jul 9, 2026 (7811 d) |
| Eric S Dash | Svb Asset Management other | D.A. Davidson & Co. other | Other | Jun 16, 2004 | Nov 19, 2012 (3078 d) |
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8 moves match.