DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cobiz Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Cline FreimuthCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAJan 16, 2020Jun 28, 2019
Daniel Evan OwensCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIADec 20, 2019Jul 1, 2019
Gordan Craig PostCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAOct 31, 2019Jun 28, 2019
Rita Koch DayCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAOct 31, 2019Jun 28, 2019
Sandra Loraine KnechtCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAOct 31, 2019Jun 28, 2019
Juliet M HullCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAOct 31, 2019Jun 28, 2019
Andres E RoodveldtCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAOct 29, 2019Jun 28, 2019
Eric Lyle ChapmanCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAOct 29, 2019Jun 28, 2019
John KimCobiz Wealth independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAAug 19, 2019Jun 28, 2019
Tami C CarrollCobiz Wealth otherAveo Capital Partners, LLC otherOtherFeb 23, 2018Feb 12, 2018
Ryan David FinchCobiz Wealth otherColorado Financial Service Corporation otherOtherMar 10, 2017Feb 12, 2018 (339 d)
Julie Fauble PribbleCobiz Wealth otherPeak Asset Management, LLC otherOtherJan 8, 2016Mar 29, 2016 (81 d)
Aaron Robert AndersonCobiz Wealth otherSouthstate Private Capital Management LLC otherOtherAug 12, 2015Aug 10, 2015
Peter John QuinnCobiz Wealth otherHelm Investment Management, LLC independent RIAOtherFeb 4, 2015Jan 1, 2025 (3619 d)
George Dickson GriswoldCobiz Wealth otherHighwater Wealth Management LLC otherOtherAug 19, 2011Jul 22, 2011
Traci Lynn SarmientoCobiz Wealth otherCapwest Securities, Inc. unclassifiedOtherFeb 14, 2007Jan 3, 2007
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16 moves match.