DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Harvest Capital Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Lee Tafoya | Harvest Capital Advisors Inc. independent RIA | The H Group Washington, Inc. no RAUM | RIA to a newly registered adviser | Jan 21, 2019 | Mar 19, 2019 (57 d) |
| Robert Edward Keilin | Harvest Capital Advisors Inc. other | Signal Financial Planning, LLC state registered | Other | Mar 31, 2015 | May 20, 2015 (50 d) |
| Brian Douglas Gawthrop | Harvest Capital Advisors Inc. other | Kaizen Financial Advisors, LLC independent RIA | Other | Oct 8, 2010 | Oct 27, 2010 |
| Janet Harris Weisman | Harvest Capital Advisors Inc. other | Robinswood Financial other | Other | Oct 5, 2010 | Oct 12, 2010 |
| Ellen Jean Webber | Harvest Capital Advisors Inc. other | Ellen J Webber, CFP state registered | Other | Oct 9, 2008 | Jan 22, 2020 (4122 d) |
| Brent Harvey Soloway | Harvest Capital Advisors Inc. other | Msi Financial Services, Inc. other | Other | Nov 9, 2007 | Apr 30, 2008 (173 d) |
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6 moves match.