DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gilford Financial Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bonnie Jane Edelman SachsGilford Financial Corp. otherLincoln Investment BD affiliatedOtherDec 31, 2015Nov 3, 2021 (2134 d)
David Stanley KaplanGilford Financial Corp. otherTrident Advisors LLC state registeredOtherOct 27, 2015Feb 2, 2016 (98 d)
John Henry CierskiGilford Financial Corp. otherTrident Advisors LLC state registeredOtherOct 27, 2015Nov 16, 2015
Kwok Eddie ChiuGilford Financial Corp. otherFour Points Advisors, LLC mixed wealthOtherOct 19, 2015May 3, 2021 (2023 d)
Christopher Decker MarlarGilford Financial Corp. otherLadenburg Thalmann Asset Management Inc otherOtherOct 15, 2015Oct 16, 2015
Joseph BialoglawGilford Financial Corp. otherAmeriprise Financial Services, LLC national BDOtherSep 23, 2015Aug 31, 2015
George Paul KreuscherGilford Financial Corp. otherAmeriprise Financial Services, LLC national BDOtherSep 23, 2015Sep 9, 2015
Roger Stanton BestGilford Financial Corp. otherStrategic Advisers LLC national BDOtherJul 31, 2015Jul 6, 2016 (341 d)
Stephen KaplanGilford Financial Corp. otherUBS Financial Services Inc. wirehouseOtherDec 19, 2014Oct 18, 2019 (1764 d)
Michael Werner KellerGilford Financial Corp. otherCetera Advisors LLC otherOtherMay 14, 2014Apr 21, 2014
Peter David DubinGilford Financial Corp. otherHsbc Securities (USA) Inc. otherOtherJun 13, 2013Jul 1, 2013
John Frank DonosoGilford Financial Corp. otherCetera Advisors LLC otherOtherApr 18, 2013Apr 15, 2013
Ronald J HoltzGilford Financial Corp. otherOsaic Institutions, Inc. otherOtherJan 3, 2013Jan 23, 2013
Justin Beer WeintraubGilford Financial Corp. otherAmeriprise Financial Services, LLC national BDOtherJul 12, 2012Jun 22, 2012
Andrew Clayton WymanGilford Financial Corp. otherSource Capital Group, Inc. otherOtherJun 26, 2012Jun 8, 2012
Joseph A MedinaGilford Financial Corp. otherCetera Advisors LLC otherOtherApr 20, 2012Apr 16, 2012
Stephen Paul Michael RhodesGilford Financial Corp. otherSignify Wealth LLC independent RIAOtherDec 16, 2011Jan 11, 2012
Randolph Kendall FelizGilford Financial Corp. otherAmeriprise Financial Services, LLC national BDOtherSep 14, 2011Feb 24, 2012 (163 d)
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18 moves match.