DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Institute

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel William BoulwareThe Institute independent RIAPlatinum Wealth Management, LLC state registeredRIA to a state-registered adviserJul 23, 2026Apr 29, 2026
David Clifford HallThe Institute independent RIAAlphastar Capital Management independent RIARIA to RIAJun 9, 2026Jun 2, 2026
Alisha WrightThe Institute independent RIAAlphastar Capital Management independent RIARIA to RIAJun 9, 2026May 18, 2026
Erica HallThe Institute independent RIAAlphastar Capital Management independent RIARIA to RIAJun 9, 2026Jun 2, 2026
Creg V ShafferThe Institute independent RIAMomentum Capital Management state registeredRIA to a state-registered adviserMar 30, 2026Mar 4, 2026
Kelly SteckleinThe Institute independent RIACs Planning Corp independent RIARIA to RIAJan 14, 2026Dec 19, 2025
Seth Daniel JensenThe Institute independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 14, 2026Nov 21, 2025
David YawThe Institute independent RIAGlobal View Capital Management LLC independent RIARIA to RIAApr 22, 2025Mar 21, 2025
Robert Lee BartonThe Institute independent RIACreativeone Wealth, LLC independent RIARIA to RIAMar 4, 2021Feb 17, 2021
George Haikel HarrisThe Institute independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2021Jan 15, 2021
Raymond Lee HobsonThe Institute independent RIAHf Advisory Group, LLC independent RIARIA to RIAOct 7, 2020Apr 22, 2021 (197 d)
Peter Stuart WyroughThe Institute independent RIAValuewealth Services, LLC independent RIARIA to RIAMar 12, 2020Aug 30, 2019
Troy Adam CookThe Institute independent RIAValuewealth Services, LLC independent RIARIA to RIAMar 12, 2020Sep 4, 2019
Mark A BallengerThe Institute independent RIACertified Planning Services, LLC state registeredRIA to a state-registered adviserDec 4, 2017Dec 1, 2017
Brian Paul KoeppThe Institute otherSonnet, LLC independent RIAOtherJul 21, 2014Apr 5, 2016 (624 d)
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15 moves match.