DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hopwood Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Curtis William Holland | Hopwood Financial Services, Inc. independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2025 | Jan 2, 2026 (210 d) |
| Eric Freeman Randolph | Hopwood Financial Services, Inc. independent RIA | Steigerwald, Gordon & Koch - Wealth Advisors independent RIA | RIA to RIA | Jul 6, 2022 | Jul 10, 2022 |
| Joni Roberta Alt | Hopwood Financial Services, Inc. independent RIA | Evermay Wealth Management, LLC independent RIA | RIA to RIA | Oct 6, 2021 | Oct 21, 2021 |
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3 moves match.