DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hatteras Investment Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Edward Mccaffrey | Hatteras Investment Partners LLC other | Td Ameritrade, Inc. no RAUM | Other | Aug 10, 2012 | Sep 7, 2012 |
| Daryl Gregory Regenauer | Hatteras Investment Partners LLC other | Wells Fargo Advisors wirehouse | Other | Aug 25, 2011 | Oct 7, 2011 (43 d) |
| Jill Ann Jensen | Hatteras Investment Partners LLC other | Credit Suisse Securities (USA) LLC other | Other | Aug 25, 2011 | Oct 31, 2011 (67 d) |
| Colleen Mcelroy-Mathis | Hatteras Investment Partners LLC other | Wells Fargo Advisors wirehouse | Other | Dec 18, 2007 | Jan 3, 2008 |
| Jason K Williams | Hatteras Investment Partners LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 1, 2007 | Jun 11, 2008 (223 d) |
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5 moves match.