DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sugarloaf Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd Jones SmallwoodSugarloaf Wealth Management, LLC independent RIAProcyon mixed wealthRIA to RIAMar 12, 2025Nov 13, 2025 (246 d)
Christopher Martin KohneSugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 7, 2025Mar 6, 2025
Kyle Charles GainesSugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 7, 2025Mar 6, 2025
Jason Thomas ConnollySugarloaf Wealth Management, LLC independent RIAOsaic Wealth, Inc. otherOtherMar 6, 2025Aug 8, 2007
Adam Chapman WilsonSugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 6, 2025Mar 5, 2025
Taylor Snell ManrySugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 6, 2025Mar 5, 2025
Preston Mark HenrySugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 6, 2025Mar 6, 2025
Eric Boyd PhilipsSugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 6, 2025Mar 5, 2025
Nicholas Austin SchuesslerSugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 6, 2025Mar 5, 2025
Emory LinderSugarloaf Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 6, 2025Mar 5, 2025
Ya Ting YangSugarloaf Wealth Management, LLC independent RIAErnst & Young Investment Advisers Llp no RAUMOtherMar 6, 2024Nov 15, 2024 (254 d)
Gary Warren DorseySugarloaf Wealth Management, LLC otherCapital Research And Management, Inc. unclassifiedOtherMay 12, 2009Feb 4, 2008
Eric Todd StuckeySugarloaf Wealth Management, LLC otherOsaic Wealth, Inc. otherOtherApr 24, 2009Sep 11, 2008
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13 moves match.