DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Phillips Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle Lynn Martin | Phillips Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2026 | Feb 27, 2026 |
| Shannon H Hardiek | Phillips Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Feb 27, 2026 |
| Bradley A.J. Wadkins | Phillips Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Feb 27, 2026 |
| John H Foxworthy | Phillips Financial other | LPL Financial LLC other | Other | Aug 14, 2015 | Sep 9, 2015 |
| Andrew David Minnich | Phillips Financial other | Commonwealth Financial Network national BD | Other | Jan 18, 2008 | Mar 5, 2008 (47 d) |
| Thomas Scott Martin | Phillips Financial other | Cetera Advisor Networks LLC other | Other | Jan 11, 2008 | Jan 29, 2008 |
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6 moves match.