DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Npa Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emmanuel Santiago PerezNpa Asset Management, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2024Dec 19, 2024
Eric G Ortiz-BerriosNpa Asset Management, LLC BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 20, 2020
Roberto Guzman VidalNpa Asset Management, LLC BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 20, 2020
Raymond ZongNpa Asset Management, LLC BD affiliatedNi Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 27, 2020Jul 26, 2022 (729 d)
Jose Ivan Acosta JordanNpa Asset Management, LLC BD affiliatedHerbert J. Sims Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2020Jun 3, 2020
Michael John De PolNpa Asset Management, LLC otherBlue Point Strategic Wealth Management, LLC state registeredOtherDec 31, 2017Jun 12, 2013
Tori Lind BenjaminNpa Asset Management, LLC otherCw Advisors, LLC independent RIAOtherNov 1, 2016Mar 31, 2025 (3072 d)
Richard John WalshNpa Asset Management, LLC otherVoya Financial Advisors, Inc. otherOtherNov 28, 2014Dec 3, 2014
Vito AbbondandoloNpa Asset Management, LLC otherAbbondandolo Wealth Management Corp otherOtherJul 24, 2014Mar 4, 2014
Eric Lawson WooNpa Asset Management, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMay 29, 2013May 2, 2013
Craig Lawrence PiperNpa Asset Management, LLC otherIc Advisory Services, Inc. otherOtherApr 1, 2013Mar 6, 2013
Stephen Joseph AgristaNpa Asset Management, LLC otherOn Investment Management Co otherOtherOct 24, 2012Oct 22, 2012
Michael Albert GandetNpa Asset Management, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 30, 2012Aug 29, 2012
Renee Dalal DawsonNpa Asset Management, LLC otherMesirow Financial Investment Management, Inc. otherOtherMar 18, 2011Feb 13, 2018 (2524 d)
Ronald CappuccioNpa Asset Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 7, 2010Jun 30, 2010
Daniel Thomas CaucegliaNpa Asset Management, LLC otherAventura Capital Management, LLC otherOtherDec 6, 2006Dec 4, 2006
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16 moves match.