| William Andrew Wallbank | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 16, 2013 | Sep 13, 2013 |
| Thomas Edward Uber | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 13, 2013 |
| Robert Allen Stone | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 13, 2013 |
| Charlene Grace Reardon | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 12, 2013 |
| Lyle Matthew Wolberg | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 12, 2013 |
| Bernard Steven Kent | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 13, 2013 |
| John Edward Stein | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 13, 2013 |
| Brian Patrick Babcock | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 13, 2013 |
| Charles Edward Dabrowski | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 13, 2013 |
| Mary Faessler Bakhaus | Telemus Investment Management, LLC other | Telemus Capital, LLC other | Other | Sep 12, 2013 | Sep 12, 2013 |
| Richelle Annette Durkin | Telemus Investment Management, LLC other | Robinson Capital Management, LLC other | Other | Jan 2, 2013 | Jan 9, 2013 |
| Laura Scroi Armstrong | Telemus Investment Management, LLC other | Comerica Securities other | Other | Nov 1, 2012 | Jan 6, 2015 (796 d) |
| Ronald William Eppler | Telemus Investment Management, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 18, 2012 | Jul 29, 2011 |
| Neil Andrew Weissman | Telemus Investment Management, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 18, 2012 | Aug 4, 2011 |
| David Joseph Kreske | Telemus Investment Management, LLC other | Wells Fargo Advisors wirehouse | Other | Dec 2, 2011 | Dec 6, 2011 |
| David Lance Roberts | Telemus Investment Management, LLC other | Sage Hill Capital other | Other | Apr 4, 2011 | Dec 15, 2011 (255 d) |
| Frederick Christopher Fragner | Telemus Investment Management, LLC other | Sage Hill Capital other | Other | Apr 4, 2011 | Dec 14, 2011 (254 d) |
| John Coleman Dawson | Telemus Investment Management, LLC other | Salient Capital Advisors, LLC other | Other | Jul 1, 2010 | Jun 28, 2010 |
| Gregory Allen Reid | Telemus Investment Management, LLC other | Salient Capital Advisors, LLC other | Other | Jul 1, 2010 | Jun 28, 2010 |