DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fulcrum Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Athanasios Tomaras	Fulcrum Advisory Services, LLC no RAUM	R. F. Lafferty & Co., Inc. other	Other	Jul 20, 2016	Mar 1, 2016
George Gregory Casey	Fulcrum Advisory Services, LLC no RAUM	R. F. Lafferty & Co., Inc. other	Other	Jun 28, 2016	Apr 1, 2016
Michael James Bartolotta	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Mar 3, 2016	Mar 1, 2016
Janice Arrott Ginsburg	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 26, 2016	Apr 1, 2016 (35 d)
Louis Joseph Ciavarella	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 26, 2016	Apr 1, 2016 (35 d)
Van Dregge Olmstead	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 26, 2016	Feb 26, 2016
Robert Joseph Stravinski	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 23, 2016	Apr 1, 2016 (38 d)
Ravi Chavali Narayan	Fulcrum Advisory Services, LLC other	Summit Financial Group Inc other	Other	Sep 18, 2014	Sep 12, 2014
Elliott Ross Miller	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 3, 2014	May 27, 2014
Thomas Walsh	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 23, 2014	Apr 21, 2014
David Christopher Smith	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 7, 2014	Apr 2, 2014
William Robert Freck	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 7, 2014	Apr 2, 2014
Mark Karl Menzel	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 7, 2014	Apr 3, 2014
Donald Christopher Megliola	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 27, 2014	Mar 4, 2014
Meredith Vivienne Hazen	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 26, 2014	Mar 3, 2014
Michael Charles Kissinger	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 26, 2014	Mar 7, 2014
Brian Matthews Bloxom	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 17, 2014	Mar 4, 2014
William Patrick Callahan	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Mar 17, 2014	Mar 26, 2020 (2201 d)
Lindsay Marie Snyder	Fulcrum Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 17, 2014	Mar 4, 2014
Sean Patrick Kearns	Fulcrum Advisory Services, LLC other	Morgan Stanley wirehouse	Other	Feb 10, 2014	Feb 6, 2014
John Gregory Noddings	Fulcrum Advisory Services, LLC other	Securian Financial Services, Inc. BD affiliated	Other	Oct 17, 2012	Apr 5, 2019 (2361 d)
Larry Douglas Edwards	Fulcrum Advisory Services, LLC other	Commonwealth Asset Management Group LLC state registered	Other	Sep 22, 2011	Aug 30, 2011
Derrick Evan Frost	Fulcrum Advisory Services, LLC other	Wells Fargo Advisors wirehouse	Other	Jul 12, 2011	Jul 8, 2011
Craig Ernest Sigeti	Fulcrum Advisory Services, LLC other	Ces Investment Management & Consulting, LLC unclassified	Other	Jul 15, 2010	Oct 25, 2011 (467 d)
Timothy Alan Flick	Fulcrum Advisory Services, LLC other	New England Securities Corporation other	Other	Mar 16, 2010	Mar 15, 2010

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25 moves match.