DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tactical Allocation Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Francis Peters | Tactical Allocation Group, LLC other | Risk Paradigm Group, LLC other | Other | Jul 31, 2017 | Jul 26, 2016 |
| Kevin Arthur-Whitworth Sheard | Tactical Allocation Group, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Jul 17, 2014 | Apr 8, 2024 (3553 d) |
| Jeffrey David Kercorian | Tactical Allocation Group, LLC other | Lineguard Investments, LLC other | Other | Jun 2, 2011 | May 20, 2011 |
| Jody Paul Medford | Tactical Allocation Group, LLC other | Lineguard Investments, LLC other | Other | Jun 2, 2011 | May 19, 2011 |
| John David Santi | Tactical Allocation Group, LLC other | Arete Wealth Advisors, LLC other | Other | Aug 11, 2008 | Dec 16, 2008 (127 d) |
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5 moves match.