DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Three Points Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Reid Alpers | Three Points Financial, Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Jun 7, 2024 | May 16, 2024 |
| Steven Francis Cruice | Three Points Financial, Inc. independent RIA | Simply Steward state registered | RIA to a state-registered adviser | Jun 29, 2023 | May 31, 2023 |
| Keenan Dean Casey | Three Points Financial, Inc. independent RIA | Facet independent RIA | RIA to RIA | May 20, 2021 | Jun 4, 2021 |
| Kerry Joseph Hilsabeck | Three Points Financial, Inc. independent RIA | Financial Action, Inc. independent RIA | RIA to RIA | Jun 28, 2019 | May 18, 2020 (325 d) |
| Brian Curtis Kinney | Three Points Financial, Inc. independent RIA | First Ascent Financial, LLC unclassified | Other | Jun 20, 2017 | Nov 18, 2017 (151 d) |
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5 moves match.