DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mfa Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael DubravaMfa Asset Management, LLC independent RIABaker Tilly Wealth Management, LLC independent RIARIA to RIADec 10, 2021Jan 3, 2022
Jeremy M RobertMfa Asset Management, LLC independent RIABaker Tilly Wealth Management, LLC independent RIARIA to RIADec 10, 2021Jan 3, 2022
Melissa Santas PetersonMfa Asset Management, LLC independent RIABaker Tilly Wealth Management, LLC mixed wealthRIA to RIADec 10, 2021Dec 10, 2021
Timothy Edward HoleMfa Asset Management, LLC independent RIABaker Tilly Wealth Management, LLC independent RIARIA to RIADec 10, 2021Jan 3, 2022
Matthew Thomas CahillMfa Asset Management, LLC otherGranite Financial Partners mixed wealthOtherAug 15, 2017Aug 24, 2017
Gregory Scott HarrisMfa Asset Management, LLC otherCreative Planning otherOtherMay 9, 2016Jan 30, 2017 (266 d)
Kerry Louise LekasMfa Asset Management, LLC otherAvantax Advisory Services BD affiliatedOtherDec 2, 2011Sep 1, 2020 (3196 d)
Mark Thomas BourgeoisMfa Asset Management, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 6, 2008Feb 4, 2009 (90 d)
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8 moves match.