DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Arax Advisory Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Colin Coyle SteinbergArax Advisory Partners independent RIALion Street Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2025Aug 6, 2025 (37 d)
Daniella FriendArax Advisory Partners independent RIAGps Wealth Strategies Group, LLC independent RIARIA to RIAFeb 4, 2025Feb 6, 2025
Stephen Edward HuntArax Advisory Partners independent RIASe Hunt Capital, LLC state registeredRIA to a state-registered adviserOct 10, 2023Jun 30, 2025 (629 d)
Eric Scott HoltArax Advisory Partners independent RIA7258 Wealth Management, Inc. no RAUMRIA to a newly registered adviserJun 11, 2018Jun 8, 2018
Derek Ryan PilkingtonArax Advisory Partners otherSagepoint Financial, Inc. otherOtherFeb 5, 2015Feb 27, 2015
David L. SwensonArax Advisory Partners otherSpire Wealth Management, LLC otherOtherApr 15, 2013Apr 18, 2013
Jerry John HoffmannArax Advisory Partners otherHoffmann Hermanson independent RIAOtherOct 23, 2009Nov 19, 2009
George Wallace SmithArax Advisory Partners otherRidgegate Financial, LLC unclassifiedOtherMar 28, 2008Aug 1, 2009 (491 d)
Eric Michael DronenArax Advisory Partners otherCharles Schwab & Co., Inc. national BDOtherAug 31, 2006Mar 12, 2010 (1289 d)
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9 moves match.