DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Empire Asset Management, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gregory Peter Wirthmann	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 25, 2019 (74 d)
Geoffrey Blair Ringstad	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Maria Nina Morhous	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Luke Donenfeld	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Gina Marie Accolla	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	May 26, 2021 (867 d)
Georgina A Eriksen	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	May 26, 2021 (867 d)
Jeremy Tyler Lucas	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Terry Lee Froeber	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Jonathan Richard Searles	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Barry Michael Butera	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 26, 2019 (75 d)
Kilian Jeson Loeb	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	May 26, 2021 (867 d)
William Joseph La Mura	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	May 26, 2021 (867 d)
Derek John Downing	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Daniel Stewart Houston	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 25, 2019 (74 d)
Dylan Steven Levy	First Empire Asset Management, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 10, 2019	Mar 22, 2019 (71 d)
Marisol Sanchez-Taboada	First Empire Asset Management, Inc other	Edward Jones national BD	Other	May 21, 2014	May 19, 2014
Benjamin Cahn	First Empire Asset Management, Inc other	Piper Jaffray Investment Management, LLC other	Other	Feb 14, 2013	Mar 6, 2013
Robert Schmelzer	First Empire Asset Management, Inc other	First Allied Advisory Services, Inc. other	Other	Sep 13, 2012	Jul 1, 2014 (656 d)
Daniel Seghi	First Empire Asset Management, Inc other	Morgan Stanley wirehouse	Other	Aug 8, 2012	Sep 26, 2013 (414 d)
Michael Obuchowski	First Empire Asset Management, Inc other	North Shore Asset Management, LLC other	Other	Jul 9, 2012	Jan 28, 2013 (203 d)
Peter Jeremy Sobel	First Empire Asset Management, Inc other	Bny Mellon Securities Corporation other	Other	Jan 11, 2010	Jun 3, 2010 (143 d)

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21 moves match.