DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ni Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hongwei Liu | Ni Advisors state registered | Wealthcare Advisory Partners LLC independent RIA | Other | Oct 31, 2024 | Nov 26, 2025 (391 d) |
| Peter T Po | Ni Advisors state registered | Emerson Equity LLC BD affiliated | Other | May 16, 2024 | May 15, 2026 (729 d) |
| Shirley Ank Wong | Ni Advisors state registered | Emerson Equity LLC BD affiliated | Other | May 16, 2024 | Apr 25, 2024 |
| Raymond Zong | Ni Advisors state registered | Global Wealth Management, LLC state registered | Other | Jan 12, 2024 | May 10, 2024 (119 d) |
| Chun Bai | Ni Advisors state registered | LPL Enterprise, LLC no RAUM | Other | Mar 22, 2023 | Mar 7, 2025 (716 d) |
| Xianzhong Zhu | Ni Advisors state registered | Five Stone Capital, LLC state registered | Other | Feb 10, 2021 | Sep 11, 2025 (1674 d) |
| Terry Xing-Zhao Wu | Ni Advisors state registered | Tdirection Asset Management state registered | Other | Jan 28, 2020 | Nov 3, 2025 (2106 d) |
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7 moves match.