DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Southern Wealth Management Llp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gery Joseph SadzewiczSouthern Wealth Management Llp independent RIAEncompass Wealth Management LLC state registeredRIA to a state-registered adviserOct 25, 2023Mar 18, 2010
Philip Mark DebruynSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 29, 2023
Thomas Samuel GileSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Jeremy Thomas HeadSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Michael Alan HorlickSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 28, 2023
Matthew Quinton HugginsSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Denise Renee RothermelSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 29, 2023
Brandon Heath KershawSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Shane Darren PriceSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 29, 2023
Daniel Thomas DrakeSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 29, 2023
Ryan Randall GriffinSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 28, 2023
Kelly Marie Hendrick PattilloSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 29, 2023
Katherine M. GibertSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Stephanie Marie Bishop SmithSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 28, 2023
Anthony Joseph HarvotSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Taylor Joseph BillingsSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Tara Minnich FuselierSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Emily Sue CopelandSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 28, 2023
Jessica Ashley Bourne MayoSouthern Wealth Management Llp independent RIACaptrust institutionalOtherOct 25, 2023Jun 23, 2023
Laura Elizabeth EnglishSouthern Wealth Management Llp independent RIALion Street Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2021Oct 29, 2021 (32 d)
Laura Marie SweeneySouthern Wealth Management Llp independent RIAThe Mather Group, LLC independent RIARIA to RIAJul 5, 2021Aug 3, 2021
Vanessa I. JourdanSouthern Wealth Management Llp independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2020Sep 7, 2021 (610 d)
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22 moves match.