DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dash Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brett Darren FrascatiDash Investments independent RIAClaro Advisors Inc. independent RIARIA to RIAApr 10, 2026Jun 11, 2026 (62 d)
Jacob Matthew FlinchumDash Investments independent RIAPcm Encore, LLC independent RIARIA to RIAMay 6, 2025May 7, 2025
Michael MrlikDash Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 7, 2022Feb 18, 2022
Chad GalvanDash Investments independent RIAEmpower Advisory Group, LLC otherOtherMay 18, 2021Feb 14, 2022 (272 d)
Morris M. AmiriDash Investments independent RIASowell Management independent RIARIA to RIAApr 3, 2019Dec 18, 2018
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5 moves match.