DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Spectrum Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ben Putman | Spectrum Wealth Management, LLC independent RIA | Independent Financial Group, LLC other | Other | Dec 31, 2025 | Feb 13, 2007 |
| Cayden Alexander Kotowitz | Spectrum Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 9, 2026 |
| Donovan Denny Ritter | Spectrum Wealth Management, LLC independent RIA | Empirical Wealth Management other | Other | Nov 3, 2025 | Nov 21, 2017 |
| Nicole Raquel Gasque | Spectrum Wealth Management, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2025 | Nov 3, 2025 |
| Jarryd Mychal Reyes | Spectrum Wealth Management, LLC independent RIA | Alpha Cubed Investments, LLC independent RIA | RIA to RIA | Jan 7, 2025 | Jan 6, 2025 |
| Denise S Lee | Spectrum Wealth Management, LLC independent RIA | Empirical Wealth Management other | Other | Mar 9, 2021 | Nov 29, 2017 |
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6 moves match.