DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allen Capital Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carter James MastellerAllen Capital Group, LLC independent RIAStevens Capital Partners independent RIARIA to RIAApr 28, 2026May 11, 2026
Troy Lee HilyardAllen Capital Group, LLC independent RIAMbe Wealth Management, LLC independent RIARIA to RIAJun 6, 2024Jan 1, 2026 (574 d)
James Ray GardnerAllen Capital Group, LLC independent RIAAvantax Planning Partners, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 18, 2023Feb 8, 2024 (52 d)
Jennifer Lea CookAllen Capital Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2023Sep 10, 2025 (651 d)
Vincent Tomas RyanAllen Capital Group, LLC independent RIAAvantax Planning Partners, Inc. independent RIARIA to RIAJan 31, 2023Feb 1, 2023
Tad Allen SingerAllen Capital Group, LLC independent RIAWealthplan Partners independent RIARIA to RIAFeb 11, 2020Feb 13, 2020
Page 1 of 1
6 moves match.