DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Palo Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Puneet Singh Sahi | Palo Capital, Inc. independent RIA | Coordinate Wealth unclassified | Other | Jun 3, 2019 | Feb 8, 2019 |
| Kevin Patrick Barlow | Palo Capital, Inc. independent RIA | Composition Wealth, LLC independent RIA | RIA to RIA | Jun 3, 2019 | Dec 27, 2018 |
| Michael John Cannivet | Palo Capital, Inc. other | Cs Planning Corp other | Other | Dec 9, 2016 | Dec 8, 2016 |
| Susan Leann Niedwick | Palo Capital, Inc. other | Apriem Advisors other | Other | May 3, 2012 | May 3, 2012 |
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4 moves match.