DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hm Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Caroline C. StegmanHm Capital Management, LLC institutionalOnedigital institutionalOtherJan 2, 2023Jan 25, 2022
Maribeth Renee SnodgrassHm Capital Management, LLC institutionalOnedigital institutionalOtherJan 2, 2023Jan 26, 2022
Dominic Depaul TrupianoHm Capital Management, LLC institutionalOnedigital institutionalOtherJan 2, 2023Jan 26, 2022
Benjamin Matthew WestermanHm Capital Management, LLC institutionalOnedigital institutionalOtherJan 2, 2023Jan 26, 2022
Jolene R PottsHm Capital Management, LLC institutionalOnedigital institutionalOtherJan 2, 2023Nov 10, 2022
Rebecca McnultyHm Capital Management, LLC institutionalEdward Jones national BDOtherNov 12, 2020Feb 10, 2021 (90 d)
Emilie Hanna SchafferHm Capital Management, LLC otherBuckingham Strategic Wealth, LLC otherOtherAug 31, 2015Sep 3, 2015
Jordan C JanesHm Capital Management, LLC otherMoneta Group Investment Advisors, LLC otherOtherFeb 7, 2014Jan 5, 2015 (332 d)
Daniel Joseph WestlundHm Capital Management, LLC otherBuckingham Strategic Wealth, LLC independent RIAOtherJun 7, 2012Jul 28, 2020 (2973 d)
John Andrew VirantHm Capital Management, LLC otherEidelman Virant Capital otherOtherApr 15, 2010May 11, 2010
Kelly Ann RichertHm Capital Management, LLC otherClayton Financial Group, LLC independent RIAOtherApr 8, 2008Nov 4, 2021 (4958 d)
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11 moves match.