DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jared Scott FodnessWealth Management independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2021Jun 30, 2022 (377 d)
Abraham ItaniWealth Management independent RIAItani Wealth Management unclassifiedOtherSep 20, 2019Jul 25, 2019
Timothy Dean KliewerWealth Management otherSjhl Financial Group independent RIAOtherMar 26, 2018Mar 9, 2017
Chet Lee BuchmanWealth Management otherSjhl Financial Group independent RIAOtherMar 14, 2018Mar 9, 2017
James A ClementsWealth Management otherGreen Vista Asset Management LLC independent RIAOtherJan 2, 2018May 21, 2019 (504 d)
Michael Dean TaylorWealth Management otherVestory, LLC otherOtherDec 13, 2016May 24, 2012
James Randall StillWealth Management otherJasi Financial, Inc. state registeredOtherDec 31, 2015Sep 16, 2015
Benjamin Lee BuetheWealth Management otherSound Stewardship, LLC independent RIAOtherJan 21, 2015Jul 21, 2021 (2373 d)
Robert James DouglassWealth Management otherDouglass Financial Group state registeredOtherApr 14, 2014Sep 6, 2013
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9 moves match.