DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bmo Harris Financial Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karin Kay Ulrich-Engel | Bmo Harris Financial Advisors, Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 7, 2006 | Aug 1, 2006 |
| Jeffry Donald Cook | Bmo Harris Financial Advisors, Inc other | Fifth Third Securities, Inc. other | Other | Jun 6, 2006 | Jun 19, 2006 |
| Oren Guzman | Bmo Harris Financial Advisors, Inc other | Cetera Advisors LLC other | Other | May 31, 2006 | Aug 17, 2006 (78 d) |
| G Stephen Kennedy | Bmo Harris Financial Advisors, Inc other | Albourne America LLC no RAUM | Other | Apr 28, 2006 | Jan 1, 2026 (7188 d) |
| Anthony William Albertino | Bmo Harris Financial Advisors, Inc other | Allworth Financial, L.P. other | Other | Apr 27, 2006 | Aug 8, 2006 (103 d) |
| Mia Lynn Cardwell | Bmo Harris Financial Advisors, Inc other | Whitnell & Co other | Other | Apr 5, 2006 | Oct 1, 2007 (544 d) |
| Adam Robertson | Bmo Harris Financial Advisors, Inc other | Edward Jones national BD | Other | Mar 8, 2006 | Jun 18, 2019 (4850 d) |
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247 moves match.