DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Q3 Asset Management Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Elizabeth Jones | Q3 Asset Management Corporation independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Jan 8, 2025 |
| Michael Vincent Recchia | Q3 Asset Management Corporation independent RIA | Oikonomos Asset Management, LLC state registered | RIA to a state-registered adviser | Aug 30, 2022 | Aug 30, 2022 |
| Joel Timothy Bennett | Q3 Asset Management Corporation independent RIA | Elevation Point Wealth Partners, LLC independent RIA | RIA to RIA | Jun 1, 2021 | Feb 14, 2023 (623 d) |
| Kenneth Darrell Stephenson | Q3 Asset Management Corporation independent RIA | Global Financial Private Capital, Inc. other | Other | Mar 26, 2018 | Jan 8, 2014 |
| Christopher Thomas Bokmuller | Q3 Asset Management Corporation other | The Coastal Advisory Group, LLC unclassified | Other | Apr 19, 2011 | Jun 16, 2011 (58 d) |
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5 moves match.