DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Filament, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jerry Thomas PetersFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Teresa Lynn LamarFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Scott R. ButterfieldFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Stephen John GoodwinFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
James Earl MahoneyFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Brian Ray JohnsonFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Lin GongFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Joseph Norman LevesqueFilament, LLC independent RIALnw independent RIARIA to RIADec 14, 2020Dec 4, 2020
Brandon BecknerFilament, LLC independent RIAEp Wealth Advisors independent RIARIA to RIASep 24, 2019Nov 1, 2019 (38 d)
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9 moves match.